29th ANNUAL SECURITIES LITIGATION AND REGULATORY PRACTICE CLE

Tuesday, November 15, 2022
3 CLE hours, including 1 Trial Practice

AGENDA

PRESIDING:
Olga Greenberg, Program Co-Chair, Eversheds Sutherland (US) LLP, Atlanta, GA
Aaron Lipson, Program Co-Chair, King & Spalding LLP, Atlanta, GA
Paul Monnin, Program Co-Chair, Alston & Bird LLP, Atlanta, GA

8:00 AM - REGISTRATION AND LIGHT BREAKFAST

9:10 AM - WELCOME AND PROGRAM OVERVIEW
Paul Monnin

9:20 AM - A CONVERSATION WITH THE SEC’S ATLANTA REGIONAL OFFICE DIRECTOR
Speaker: Nekia Hackworth Jones, Regional Director, Atlanta Regional Office, U.S. Securities and Exchange Commission
Facilitator: Aaron Lipson

9:45 AM - BREAK

9:50 AM - ENFORCEMENT – PRIORITIES, RECENT DEVELOPMENTS AND BEST PRACTICES
Panelists: Justin Jeffries, Associate Director of Enforcement, Atlanta Regional Office, U.S. Securities and Exchange Commission
Ken Koch, Principal and Forensic Practice Leader, KPMG LLP, Washington, DC
Daniel Woodring, EVP and Chief Compliance Officer, Primerica, Inc., Duluth, GA
Moderator: Olga Greenberg

11:05 AM - BREAK

11:10 AM - A CONVERSATION WITH THE CHIEF COUNSEL OF THE SEC’S ENFORCEMENT DIVISION
Speaker: Sam Waldon, Chief Counsel, Division of Enforcement, U.S. Securities and Exchange Commission, Washington, DC
Facilitator: Aaron Lipson

11:35 AM - BREAK

11:40 AM - SECURITIES LITIGATION, INCLUDING VIEWS FROM THE BENCH
Panelists: The Honorable Walt Davis, Partner, Jones Day LLP (and former Georgia State-wide Business Court Judge), Atlanta, GA
John D. Hendershot, Director, Richards Layton & Finger, P.A., Wilmington, DE          
Cara M. Peterman, Partner, Alston & Bird LLP, Atlanta, GA
The Honorable Michael L. Robinson, Special Superior Court Judge for Complex Business Cases, North Carolina Business Court, Winston-Salem, NC
Moderator: Paul Monnin

12:55 PM - ADJOURN

This program will be offered in-person and via livestream. Please choose how you will attend during checkout.
Registrants who choose to attend virtually will receive a Zoom link a 1-2 days prior to the event.

NOTE: Government Attorneys who are not Atlanta Bar Members, please contact Alice Sheth to register with the $50 rate.

By registering to attend this event in-person, you agree that your participation in this event is voluntary and that you are aware and understand that there is a risk you may become exposed to and/or infected by COVID-19 or any of its variants, and that this risk cannot be entirely eliminated even with adherence to all preventative measures including vaccination. Out of concern for the well-being of all attendees, you agree not to attend if you are not feeling well or have tested positive for COVID-19 within the 5 days preceding the event. 

1201 W. Peachtree Street, Suite 4900
      Atlanta, GA 30309

Contact Alice Sheth to cancel your registration.  If you would like a refund, notice of cancellation must be received within 48 hours of the event.